Personnel SFC Licences and HKMA Registrations (ID 30699814)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Dealing in securities	2025-10-31	-
	Rep	Advising on securities	2025-09-15	-
	Rep	Asset management	2025-09-15	-
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Advising on securities	2024-12-02	2025-09-12
	Rep	Asset management	2024-12-02	2025-09-12
CSOP Asset Management Limited	Rep	Advising on securities	2023-10-11	2024-09-30
	Rep	Asset management	2023-10-11	2024-09-30
	Rep	Dealing in securities	2023-10-11	2024-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.