Personnel SFC Licences and HKMA Registrations (ID 30699882)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Raffles Assets Management (HK) Co. Limited	Rep	Advising on securities	2026-11-09	-
	Rep	Asset management	2026-11-09	-
	Rep	Dealing in securities	2026-11-09	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2023-10-11	2026-10-20
	Rep	Dealing in securities	2023-10-11	2026-10-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.