Personnel Hong Kong SFC License Details (ID 30737407)

Personnel Hong Kong SFC License Details (ID 30737407)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Advising on securities	2023-10-19	2024-01-23
	Rep	Asset management	2023-10-19	2024-01-23
	Rep	Dealing in securities	2023-10-19	2024-01-23
Mason Securities Limited	Rep	Advising on securities	2023-10-19	2024-01-23
	Rep	Asset management	2023-10-19	2024-01-23
	Rep	Dealing in securities	2023-10-19	2024-01-23
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2023-10-19	2024-01-23
	Rep	Dealing in futures contracts	2023-10-19	2024-01-23