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de, Santo Jr William Allan Hong Kong SFC License Details (ID 30742991)
de, Santo Jr William Allan
SFC ID:
BUF942
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS Asset Management (Hong Kong) Limited
Rep
Advising on securities
2023-10-20
2023-10-27
Rep
Dealing in securities
2023-10-20
2023-10-27