Personnel SFC Licences and HKMA Registrations (ID 30757979)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2026-03-05	-
	Rep	Dealing in securities	2026-03-05	-
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2025-07-21	2026-01-26
	Rep	Advising on securities	2025-07-21	2026-01-26
	Rep	Dealing in securities	2025-07-21	2026-01-26
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2023-10-24	2025-05-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.