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Chow, Alfred Cheuk Yu 周卓如 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 30811)
Chow, Alfred Cheuk Yu 周卓如
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SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
HKICPA bans Nigel Wong Kong Yiu for 5 years
HKICPA, 12-Jul-2017
His firm's name was "N K Co. CPA Limited", not "Nigel Wong CPA Limited" as the reasons state.
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People
HKICPA, in 2 rulings, bans Garret Zeng Xianggao for 10 months
HKICPA, 24-Dec-2014
We note that he is an INED and audit committee member of Capinfo Co Ltd (1075) and China Financial International Investments Ltd (0721).
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People
HKICPA disciplines Mr Lam Sai Ho
HKICPA, 23-Dec-2013
People
HKICPA fines Mr Wong Chu Fung HK$30k
HKICPA, 05-Dec-2013
The unnamed insurance broker which (ironically) lacked sufficient indemnity insurance was Mega Top Insurance Services Ltd.
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People
Disciplinary action against two CPAs
HKICPA, 10-May-2013
And the lesson is: if you are going to promote services you shouldn't be offering, then don't send the promotions to your regulator!
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People