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Shum, Kin Chi Ludovic 沈建誌 Hong Kong SFC License Details (ID 30813837)
Shum, Kin Chi Ludovic 沈建誌
SFC ID:
BTE884
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
AMINA (Hong Kong) Limited
RO
Advising on securities
2023-11-03
2023-11-10
RO
Asset management
2023-11-03
2023-11-10
RO
Dealing in securities
2023-11-03
2023-11-10