Personnel Hong Kong SFC License Details (ID 30838512)

Personnel Hong Kong SFC License Details (ID 30838512)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2026-05-18	-
	Rep	Dealing in securities	2026-05-18	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2025-05-26	2026-04-10
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2025-05-26	2026-04-10
	Rep	Dealing in securities	2025-05-26	2026-04-10
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2023-11-08	2025-05-09
	Rep	Dealing in securities	2023-11-08	2025-05-09