| HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2024-02-07 | - |
| RO | Advising on securities | 2024-02-07 | - |
| RO | Asset management | 2024-02-07 | - |
| RO | Dealing in futures contracts | 2024-02-07 | - |
| RO | Dealing in securities | 2024-02-07 | - |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2024-02-07 | - |
| RO | Advising on securities | 2024-02-07 | - |
| RO | Asset management | 2024-02-07 | - |
| RO | Dealing in securities | 2024-02-07 | - |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2023-11-13 | 2024-02-07 |
| Rep | Advising on securities | 2023-11-13 | 2024-02-07 |
| Rep | Asset management | 2023-11-13 | 2024-02-07 |
| Rep | Dealing in futures contracts | 2023-11-13 | 2024-02-07 |
| Rep | Dealing in securities | 2023-11-13 | 2024-02-07 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2023-11-13 | 2024-02-07 |
| Rep | Advising on securities | 2023-11-13 | 2024-02-07 |
| Rep | Asset management | 2023-11-13 | 2024-02-07 |
| Rep | Dealing in securities | 2023-11-13 | 2024-02-07 |