Personnel SFC Licences and HKMA Registrations (ID 30941973)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2026-06-30	-
	Rep	Dealing in securities	2026-06-30	-
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2025-02-26	2025-10-13
	Rep	Dealing in securities	2025-02-26	2025-10-13
TULLETT PREBON (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-11-29	2025-02-25
	Rep	Dealing in securities	2023-11-29	2025-02-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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