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Personnel Hong Kong SFC License Details (ID 30967886)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Guosen Securities (HK) Brokerage Company, Limited
Rep
Advising on securities
2025-02-10
-
Rep
Dealing in securities
2024-11-14
-
CHIEF SECURITIES LIMITED
Rep
Dealing in securities
2023-12-05
2024-09-06