Personnel SFC Licences and HKMA Registrations (ID 31016842)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
U&I Asset Management Limited	Rep	Advising on securities	2026-06-23	-
	Rep	Asset management	2026-06-23	-
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2023-12-14	2025-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.