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Personnel Hong Kong SFC License Details (ID 31016842)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
U&I Asset Management Limited
Rep
Advising on securities
2026-06-23
-
Rep
Asset management
2026-06-23
-
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED
Rep
Dealing in securities
2023-12-14
2025-12-31