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Caldwell, Andrew Francis Hong Kong SFC License Details (ID 31090396)
Caldwell, Andrew Francis
SFC ID:
BUK940
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
North Rock Capital Management (HK) Limited
Rep
Asset management
2024-01-03
2025-07-31
Rep
Dealing in securities
2024-01-03
2025-07-31