Liu, Hui (SFC:BUN771) 刘慧

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2024-06-06	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2024-01-09	2024-04-24
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2024-01-09	2024-04-24
	Rep	Dealing in securities	2024-01-09	2024-04-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2024-06-06	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2024-01-09	2024-04-24
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2024-01-09	2024-04-24
	Rep	Dealing in securities	2024-01-09	2024-04-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.