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Rogers, James Stephen (SFC:BUM730) Hong Kong SFC License Details (ID 31135502)
Rogers, James Stephen (SFC:BUM730)
SFC ID:
BUM730
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS Asset Management (Hong Kong) Limited
Rep
Advising on securities
2024-01-11
2024-01-17
Rep
Dealing in securities
2024-01-11
2024-01-17