Personnel Hong Kong SFC License Details (ID 31147)

Personnel Hong Kong SFC License Details (ID 31147)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EVENSTAR ADVISORS LIMITED	RO	Advising on securities	2011-11-29	2022-06-22
	RO	Asset management	2011-11-29	2022-06-22
Anuenue Securities Limited	RO	Advising on corporate finance	2008-10-03	-
	RO	Advising on securities	2008-10-03	-
	RO	Dealing in securities	2008-06-13	-
	Rep	Dealing in securities	2007-08-16	2008-06-13
Anuenue Advisors Limited	RO	Asset management	2005-10-06	-
Anuenue Capital International Limited	RO	Advising on corporate finance	2005-08-30	-
	RO	Advising on securities	2005-08-30	-
Anuenue Advisors Limited	RO	Advising on securities	2005-06-09	-
FUBON CAPITAL (HK) LIMITED	RO	Advising on corporate finance	2005-06-09	2007-04-30
	RO	Advising on securities	2005-06-09	2007-04-30
	RO	Dealing in securities	2005-06-09	2007-04-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-08-01
	Rep	Advising on securities	2003-04-01	2004-08-01
	Rep	Asset management	2003-04-01	2004-08-01
	Rep	Dealing in securities	2003-04-01	2004-08-01