Personnel Hong Kong SFC License Details (ID 31152288)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-09-05	2025-09-12
	Rep	Dealing in securities	2025-09-05	2025-09-12
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-09-05	2025-09-12
	Rep	Dealing in securities	2025-09-05	2025-09-12
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-07-07	2025-07-18
	Rep	Dealing in securities	2025-07-07	2025-07-18
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-07-07	2025-07-18
	Rep	Dealing in securities	2025-07-07	2025-07-18
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-06-03	2025-06-06
	Rep	Dealing in securities	2025-06-03	2025-06-06
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-06-03	2025-06-06
	Rep	Dealing in securities	2025-06-03	2025-06-06
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-05-20	2025-05-24
	Rep	Dealing in securities	2025-05-20	2025-05-24
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-05-20	2025-05-24
	Rep	Dealing in securities	2025-05-20	2025-05-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-03-03	2025-03-06
	Rep	Dealing in securities	2025-03-03	2025-03-06
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-03-03	2025-03-06
	Rep	Dealing in securities	2025-03-03	2025-03-06
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-10-08	2024-10-10
	Rep	Dealing in securities	2024-10-08	2024-10-10
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2024-10-08	2024-10-10
	Rep	Dealing in securities	2024-10-08	2024-10-10
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-01-15	2024-01-18
	Rep	Dealing in securities	2024-01-15	2024-01-18
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2024-01-15	2024-01-18
	Rep	Dealing in securities	2024-01-15	2024-01-18