Personnel SFC Licences and HKMA Registrations (ID 31179070)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SoFi Securities (Hong Kong) Limited	Rep	Advising on securities	2025-07-21	-
	Rep	Dealing in securities	2025-07-21	-
Huaan Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2024-01-19	2024-02-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.