Personnel SFC Licences and HKMA Registrations (ID 31200144)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC Asset Management (Global) Company Limited	RO	Advising on futures contracts	2024-05-08	-
	RO	Advising on securities	2024-05-08	-
	RO	Asset management	2024-05-08	-
	Rep	Advising on futures contracts	2024-01-23	2024-05-08
	Rep	Advising on securities	2024-01-23	2024-05-08
	Rep	Asset management	2024-01-23	2024-05-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.