Personnel SFC Licences and HKMA Registrations (ID 31216592)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	RO	Dealing in futures contracts	2024-06-14	-
	Rep	Dealing in futures contracts	2024-04-09	2024-06-14
	RO	Dealing in securities	2024-03-20	-
	Rep	Dealing in securities	2024-01-25	2024-03-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.