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Li, Chen (SFC:BUP090) 李琛 SFC Licences and HKMA Registrations (ID 31221429)
Li, Chen (SFC:BUP090) 李琛
SFC ID:
BUP090
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
TFI Capital Limited
Rep
Advising on corporate finance
2026-03-26
-
TFI Securities and Futures Limited
Rep
Dealing in securities
2024-01-26
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.