Personnel SFC Licences and HKMA Registrations (ID 31230733)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2025-10-22	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2024-01-30	2024-04-12
	Rep	Dealing in securities	2024-01-30	2024-04-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.