Personnel Hong Kong SFC License Details (ID 31243)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBS Asia Corporate Finance Limited	Rep	Dealing in securities	2005-01-20	2006-09-28
	Rep	Advising on corporate finance	2005-01-04	2006-09-28
FOX-PITT, KELTON (ASIA) LIMITED	Rep	Advising on securities	-	2003-09-26
	Rep	Asset management	-	2003-09-26
	Rep	Dealing in securities	-	2003-09-26
	Rep	Advising on corporate finance	-	2004-08-19