Personnel Hong Kong SFC License Details (ID 31248015)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-11-03	2025-11-09
	Rep	Dealing in securities	2025-11-03	2025-11-09
	Rep	Advising on securities	2025-03-11	2025-03-14
	Rep	Dealing in securities	2025-03-11	2025-03-14
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2024-05-27	2024-05-31
	Rep	Dealing in securities	2024-05-27	2024-05-31
	Rep	Advising on securities	2024-01-31	2024-02-03
	Rep	Dealing in securities	2024-01-31	2024-02-03