Personnel SFC Licences and HKMA Registrations (ID 31248100)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on securities	2024-08-01	-
	RO	Asset management	2024-08-01	-
	RO	Dealing in securities	2024-08-01	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on securities	2024-08-01	-
	RO	Asset management	2024-08-01	-
	RO	Dealing in securities	2024-08-01	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-01-31	2024-08-01
	Rep	Asset management	2024-01-31	2024-08-01
	Rep	Dealing in securities	2024-01-31	2024-08-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2024-01-31	2024-08-01
	Rep	Asset management	2024-01-31	2024-08-01
	Rep	Dealing in securities	2024-01-31	2024-08-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.