Ruan, Li (SFC:BUJ126) 阮靂

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Caitong International Asset Management Co., Limited	RO	Dealing in securities	2024-05-29	-
CAITONG INTERNATIONAL CAPITAL CO., LIMITED	RO	Dealing in securities	2024-05-29	-
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	RO	Advising on securities	2024-02-01	-
	RO	Dealing in securities	2024-02-01	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Caitong International Asset Management Co., Limited	RO	Dealing in securities	2024-05-29	-
CAITONG INTERNATIONAL CAPITAL CO., LIMITED	RO	Dealing in securities	2024-05-29	-
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	RO	Advising on securities	2024-02-01	-
	RO	Dealing in securities	2024-02-01	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.