Personnel Hong Kong SFC License Details (ID 31314469)

Personnel Hong Kong SFC License Details (ID 31314469)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on securities	2024-08-28	-
	RO	Asset management	2024-08-28	-
	RO	Dealing in securities	2024-08-28	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on securities	2024-08-28	-
	RO	Asset management	2024-08-28	-
	RO	Dealing in securities	2024-08-28	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-02-14	2024-08-28
	Rep	Asset management	2024-02-14	2024-08-28
	Rep	Dealing in securities	2024-02-14	2024-08-28
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2024-02-14	2024-08-28
	Rep	Asset management	2024-02-14	2024-08-28
	Rep	Dealing in securities	2024-02-14	2024-08-28