Personnel SFC Licences and HKMA Registrations (ID 31314524)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2025-09-25	-
	Rep	Dealing in securities	2025-09-25	-
	Rep	Dealing in futures contracts	2025-08-13	2025-09-01
	Rep	Dealing in securities	2025-08-13	2025-09-01
	Rep	Dealing in futures contracts	2024-09-19	2024-09-28
	Rep	Dealing in securities	2024-09-19	2024-09-28
	Rep	Dealing in futures contracts	2024-02-14	2024-02-27
	Rep	Dealing in securities	2024-02-14	2024-02-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.