Personnel SFC Licences and HKMA Registrations (ID 31351109)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CN FIRST INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2025-04-09	-
	Rep	Dealing in securities	2025-04-09	-
YUANTA FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2024-08-07	2024-11-14
	Rep	Dealing in securities	2024-08-07	2024-11-14
LUK FOOK SECURITIES (HK) LIMITED	Rep	Advising on securities	2024-02-20	2024-03-08
	Rep	Dealing in securities	2024-02-20	2024-03-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.