Personnel Hong Kong SFC License Details (ID 31405239)

Personnel Hong Kong SFC License Details (ID 31405239)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2025-10-22	2025-10-31
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-10-22	2025-10-31
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2025-06-13	2025-06-20
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-06-13	2025-06-20
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2024-03-01	2024-03-15
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2024-03-01	2024-03-15