Personnel SFC Licences and HKMA Registrations (ID 31405239)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2026-11-06	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2026-11-06	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2026-01-23	2026-01-28
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2026-01-23	2026-01-28
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2025-10-22	2025-10-31
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-10-22	2025-10-31
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2025-06-13	2025-06-20
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-06-13	2025-06-20
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2024-03-01	2024-03-15
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2024-03-01	2024-03-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.