Personnel Hong Kong SFC License Details (ID 31471732)

Personnel Hong Kong SFC License Details (ID 31471732)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2024-11-25	2026-01-26
	Rep	Dealing in securities	2024-11-25	2026-01-26
	Rep	Dealing in futures contracts	2024-10-23	2024-10-24
	Rep	Dealing in securities	2024-10-23	2024-10-24
	Rep	Dealing in futures contracts	2024-08-30	2024-09-05
	Rep	Dealing in securities	2024-08-30	2024-09-05
	Rep	Dealing in futures contracts	2024-05-24	2024-05-31
	Rep	Dealing in securities	2024-05-24	2024-05-31
	Rep	Dealing in futures contracts	2024-03-15	2024-03-22
	Rep	Dealing in securities	2024-03-15	2024-03-22