Personnel SFC Licences and HKMA Registrations (ID 31546715)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GaoTeng Global Asset Management Limited	Rep	Advising on securities	2026-03-03	-
	Rep	Asset management	2026-03-03	-
ICBC UBS Asset Management (International) Company Limited	Rep	Advising on securities	2024-03-28	2026-02-13
	Rep	Asset management	2024-03-28	2026-02-13
	Rep	Dealing in securities	2024-03-28	2026-02-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.