Personnel Hong Kong SFC License Details (ID 31622)

Personnel Hong Kong SFC License Details (ID 31622)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WOCOM FOREIGN EXCHANGE CO. LIMITED	Rep	Leveraged foreign exchange trading	2017-10-16	2022-06-20
WOCOM INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2017-10-16	-
	Rep	Asset management	2017-10-16	-
WOCOM LIMITED (HK)	Rep	Dealing in futures contracts	2017-10-16	2022-06-20
WOCOM SECURITIES LIMITED	Rep	Dealing in securities	2017-10-16	2022-06-20
WOCOM INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2003-10-06	2017-10-16
	RO	Asset management	2003-10-06	2017-10-16
WOCOM FOREIGN EXCHANGE CO. LIMITED	RO	Leveraged foreign exchange trading	2003-06-03	2017-10-16
	Rep	Leveraged foreign exchange trading	2003-06-02	2003-06-03
WOCOM LIMITED (HK)	RO	Advising on futures contracts	2003-04-01	2003-04-17
	RO	Asset management	2003-04-01	2003-04-17
	RO	Dealing in futures contracts	2003-04-01	2017-10-16
WOCOM SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2003-04-17
	RO	Advising on securities	2003-04-01	2003-04-17
	RO	Asset management	2003-04-01	2003-04-17
	RO	Dealing in securities	2003-04-01	2017-10-16