Personnel Hong Kong SFC License Details (ID 31628422)

Personnel Hong Kong SFC License Details (ID 31628422)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2025-09-05	2025-09-19
	Rep	Dealing in securities	2025-09-05	2025-09-19
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2025-09-05	2025-09-19
	Rep	Dealing in securities	2025-09-05	2025-09-19
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2024-04-12	2024-04-27
	Rep	Dealing in securities	2024-04-12	2024-04-27
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2024-04-12	2024-04-27
	Rep	Dealing in securities	2024-04-12	2024-04-27