Personnel

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CFI Asset Management Company Limited	Rep	Asset management	2026-08-13	-
New Harvest Wealth Securities Company Limited	Rep	Asset management	2026-04-17	2026-06-30
	Rep	Advising on securities	2024-04-18	2026-06-30
	Rep	Dealing in securities	2024-04-18	2026-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CFI Asset Management Company Limited	Rep	Asset management	2026-08-13	-
New Harvest Wealth Securities Company Limited	Rep	Asset management	2026-04-17	2026-06-30
	Rep	Advising on securities	2024-04-18	2026-06-30
	Rep	Dealing in securities	2024-04-18	2026-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.