Personnel Hong Kong SFC License Details (ID 31673267)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Asset Management Limited	RO	Dealing in securities	2025-04-11	2026-05-19
	Rep	Dealing in securities	2025-02-18	2025-04-11
	Rep	Advising on securities	2025-02-18	2026-05-19
	Rep	Asset management	2025-02-18	2026-05-19
BOCOM International (Asia) Limited	RO	Dealing in securities	2024-11-01	2024-12-10
	Rep	Dealing in securities	2024-04-19	2024-11-01
	Rep	Advising on corporate finance	2024-04-19	2024-12-10