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Zhao, Yan (SFC:BUS862) 赵岩 Hong Kong SFC License Details (ID 31746029)
Zhao, Yan (SFC:BUS862) 赵岩
SFC ID:
BUS862
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
CITIC Securities (Hong Kong) Limited
Rep
Advising on corporate finance
2024-04-30
-
Rep
Advising on securities
2024-04-30
-
CLSA LIMITED
Rep
Dealing in securities
2024-04-30
-