Personnel SFC Licences and HKMA Registrations (ID 31772956)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2026-03-12	-
	Rep	Asset management	2026-03-12	-
KGI ASIA LIMITED	Rep	Dealing in securities	2024-05-08	2025-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.