Liu, Simin (SFC:BUY423) 劉思敏

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2025-08-27	-
	Rep	Dealing in securities	2025-08-27	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2024-05-16	2024-12-25
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Advising on securities	2024-05-16	2024-12-25
	Rep	Dealing in securities	2024-05-16	2024-12-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.