Personnel SFC Licences and HKMA Registrations (ID 31835069)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2026-04-01	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-04-01	-
	Rep	Dealing in securities	2026-04-01	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2025-03-18	2025-10-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2024-05-23	2025-10-16
	Rep	Dealing in securities	2024-05-23	2025-10-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.