Personnel Hong Kong SFC License Details (ID 31847667)

Personnel Hong Kong SFC License Details (ID 31847667)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2026-05-07	-
	Rep	Dealing in securities	2026-05-07	-
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2026-05-07	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2024-11-01	2026-03-18
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in futures contracts	2024-05-27	2024-11-01
	Rep	Advising on securities	2024-05-27	2026-03-18
	Rep	Dealing in securities	2024-05-27	2026-03-18