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Garthwaite, Andrew William David (SFC:BUY452) Hong Kong SFC License Details (ID 31847683)
Garthwaite, Andrew William David (SFC:BUY452)
SFC ID:
BUY452
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2025-05-26
2025-05-29
Rep
Advising on securities
2024-05-27
2024-05-31