Personnel Hong Kong SFC License Details (ID 31870736)

Personnel Hong Kong SFC License Details (ID 31870736)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	RO	Advising on futures contracts	2024-05-31	2025-10-27
	RO	Dealing in futures contracts	2024-05-31	2025-10-27
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2024-05-31	2025-10-27
	RO	Advising on securities	2024-05-31	2025-10-27
	RO	Asset management	2024-05-31	2025-10-27
	RO	Dealing in futures contracts	2024-05-31	2025-10-27
	RO	Dealing in securities	2024-05-31	2025-10-27
CMS ASSET MANAGEMENT (HK) CO., LIMITED	RO	Advising on securities	2024-05-31	2025-10-27
	RO	Asset management	2024-05-31	2025-10-27
CMS CAPITAL (HK) CO., LIMITED	RO	Advising on securities	2024-05-31	2025-10-27
	RO	Asset management	2024-05-31	2025-10-27