Personnel Hong Kong SFC License Details (ID 31916)

Personnel Hong Kong SFC License Details (ID 31916)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alpha Asset Management (HK) Limited	RO	Advising on securities	2020-11-06	-
	RO	Asset management	2020-11-06	-
Alpha Financial Group Limited	RO	Advising on corporate finance	2019-10-02	-
AMPLE CAPITAL LIMITED	RO	Advising on securities	2007-01-02	2019-09-30
	RO	Asset management	2007-01-02	2019-09-30
Alpha Financial Group Limited	RO	Dealing in securities	2005-10-31	-
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2004-08-30	2019-09-30
	Rep	Advising on corporate finance	2004-08-19	2004-08-30
FIRST ASIA FINANCE GROUP LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-08-17
	Rep	Advising on securities	2003-04-01	2004-08-17
	Rep	Asset management	2003-04-01	2004-08-17