Chen, Xia (SFC:BQI717) 陳夏

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Prominence Investment Management Limited	RO	Advising on securities	2026-09-03	-
	RO	Asset management	2026-09-03	-
	Rep	Advising on securities	2024-06-12	2026-09-03
	Rep	Asset management	2024-06-12	2026-09-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Prominence Investment Management Limited	RO	Advising on securities	2026-09-03	-
	RO	Asset management	2026-09-03	-
	Rep	Advising on securities	2024-06-12	2026-09-03
	Rep	Asset management	2024-06-12	2026-09-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.