Personnel SFC Licences and HKMA Registrations (ID 31930844)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2026-03-11	-
	Rep	Dealing in futures contracts	2026-03-11	-
	Rep	Dealing in securities	2026-03-11	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-06-14	2024-06-21
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2024-06-14	2024-06-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.