Personnel SFC Licences and HKMA Registrations (ID 31988076)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2025-06-25	-
	Rep	Dealing in securities	2025-06-25	-
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2024-06-26	2025-05-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.