Cowperthwaite, Adam Aaron
SFC ID:AIB753
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2017-07-03 | 2020-01-31 |
| Rep | Dealing in futures contracts | 2014-04-16 | 2020-01-31 | |
| Rep | Dealing in securities | 2014-04-16 | 2020-01-31 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-11-20 | 2011-09-03 |
| Rep | Dealing in securities | 2010-11-20 | 2011-09-03 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-02-09 | 2011-09-03 |
| Rep | Dealing in securities | 2010-02-09 | 2011-09-03 | |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-06 | 2009-03-30 |
| Rep | Dealing in futures contracts | 2008-11-06 | 2009-03-30 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2005-04-14 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2003-08-20 | 2009-03-30 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2003-08-20 | 2008-11-24 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2003-07-18 |
| Rep | Advising on securities | - | 2003-07-18 | |
| Rep | Asset management | - | 2003-07-18 | |
| Rep | Providing automated trading services | - | 2003-07-18 | |
| Rep | Dealing in securities | - | 2003-07-18 | |
| J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | - | 2003-07-18 |
| Rep | Asset management | - | 2003-07-18 | |
| Rep | Providing automated trading services | - | 2003-07-18 | |
| Rep | Dealing in futures contracts | - | 2003-07-18 |