Personnel SFC Licences and HKMA Registrations (ID 32008051)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2026-09-23	-
Changjiang Securities Brokerage (HK) Limited	Rep	Advising on securities	2024-07-02	2026-07-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.