Personnel SFC Licences and HKMA Registrations (ID 32008235)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kai Yin Securities Limited	Rep	Advising on securities	2026-09-15	-
	Rep	Asset management	2026-09-15	-
	Rep	Dealing in securities	2026-09-15	-
Zynergy Asset Management Limited	Rep	Advising on securities	2024-12-20	2025-06-30
	Rep	Asset management	2024-12-20	2025-06-30
TIGER BROKERS (HK) GLOBAL LIMITED	Rep	Advising on securities	2024-07-02	2024-09-18
	Rep	Asset management	2024-07-02	2024-09-18
	Rep	Dealing in securities	2024-07-02	2024-09-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.